MyComplianceOffice

MyComplianceOffice provides a comprehensive compliance management platform specifically designed for financial services firms. The platform offers solutions for managing employee compliance, transaction surveillance, and third-party risk. It features a modular approach, allowing firms to purchase only the needed modules and add more as requirements grow. The platform supports compliance with global regulations, including SEC, FINRA, FCA, and MAS.

The Know Your Employee (KYE) suite includes modules for personal trading compliance, gifts and hospitality, political contributions, outside business activities, and more. The Know Your Transactions (KYT) suite covers trade surveillance, deal and engagement review, insider and MNPI, and suitability. The Know Your Third Party (KYTP) suite focuses on third-party risk management and approvals, while the Know Your Obligations (KYO) suite addresses regulatory change management, compliance risk management, and policy content governance.

MyComplianceOffice supports compliance oversight with tools for visual mapping of regulatory obligations and tracking compliance status. It provides a centralized platform for managing all compliance activities with one login and one data source. The company offers extensive global support with 24x7 tech support and 20x5 customer support, serving clients in over 105 countries. Annually, it processes 800 million records and executes 90 million rules, with a customer base exceeding 1,000,000 users.

The platform also provides solutions for market abuse regulation, ESG compliance, senior managers certification regime, conduct risk, control room compliance, pay-to-play compliance, conflict of interest management, and crypto compliance. Additionally, it offers a compliance program management solution and educational resources, including blogs, webinars, and whitepapers. MyComplianceOffice has received multiple awards for its compliance solutions, including recognition for innovation in RegTech. The company recently acquired Fairwords, an AI-powered communications protection software, to enhance its eComms surveillance capabilities.