North Capital

North Capital's Services

North Capital specializes in providing a comprehensive suite of financial technology services, particularly in secondary trading, escrow, and custody for private securities offerings. The company offers technology-based investment solutions tailored for broker-dealers, banks, fund managers, funding platforms, and private issuers. Key services include escrow services for crowdfunding platforms, accredited investor verification, and custody solutions for private securities. They also provide integrated payment processing, supporting ACH, Credit Card, Wire, and Check processing. Their TransactAPI platform supports ACH Transfer, Check, or Wire Transfer, KYC Checks, AML Checks, and Accredited Investor Verification.

North Capital's PPEX Alternative Trading System

North Capital offers secondary trading through its Alternative Trading System (ATS), known as PPEX. This platform has facilitated 220,000 secondary trades and boasts 918 PPEX approved assets. The PPEX system is designed to streamline the trading of private securities, making them more accessible and liquid. By using custom APIs, open source blockchain technology, smart contracts, and securities tokens, PPEX provides a robust and secure trading environment. This system is a critical component of North Capital's strategy to enhance the efficiency and accessibility of private securities markets.

North Capital's Transaction Volume and Deal Facilitation

North Capital has a significant track record in facilitating deals and processing transactions. The company has facilitated 3,502 deals and processed over 502,000 primary transactions, with a total transaction volume reaching $5.6 billion. This impressive volume underscores the company's capability and reliability in handling large-scale financial transactions. Their extensive experience and robust technological infrastructure ensure that they can manage high transaction volumes efficiently while maintaining compliance and security standards.

North Capital's Technology Solutions

North Capital leverages advanced technology to offer a range of innovative solutions. Their TransactAPI is a transactional technology platform designed for online private securities offerings. The DirectInvest Button is a module that allows individual issuers to enable investors to complete the entire investment process online. Additionally, the Marketplace-as-a-Service (MaaS) is a white-label solution integrating the capabilities of TransactAPI. North Capital also offers the Direct Accreditation Button, an automated solution for verifying investors' accredited status. These solutions showcase the company's commitment to using technology to enhance efficiency, security, and user experience in the financial services sector.

North Capital's Regulatory Compliance and Memberships

North Capital Private Securities Corporation is a registered broker-dealer and a member of FINRA and SIPC. This membership highlights the company's adherence to stringent regulatory standards and its commitment to protecting investors. By complying with regulations under Reg D, Reg A+, Reg S, and Reg CF exemptions, North Capital ensures that its operations meet the highest standards of transparency and accountability. These regulatory compliances are critical in building trust with clients and maintaining the integrity of the financial markets in which they operate.