LPL Financial

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LPL Financial Company Information

LPL Financial is a prominent financial services company that offers a comprehensive range of services tailored to financial advisors. These services include brokerage and advisory services, access to a diverse array of investment solutions, and cutting-edge technology and cybersecurity platforms. The company is distinguished by its objective market research provided by a dedicated team of analysts, economists, and investment strategists. LPL Financial also offers robust operational support and compliance oversight, alongside consulting, educational conferences, and training opportunities designed to enhance the professional development of financial advisors. Supporting more than 21,000 financial advisors, LPL Financial includes advisors at approximately 1,100 institution-based investment programs and around 500 registered investment advisor (RIA) firms nationwide. It is ranked as the number one independent broker-dealer in the U.S. based on total revenues and is recognized as one of the largest RIA custodians in the country. LPL Financial provides various business models for financial advisors, including an employee model and RIA custody offerings, competitive payouts, and pricing structures. Additionally, the company offers transition support for financial advisors moving their practice to LPL Financial and invests significantly in financial technology and resources to support advisors’ growth.

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