Stu Wexler

Stu Wexler's Title

Stu Wexler holds the esteemed position of General Counsel. With over 25 years of legal and regulatory experience across the financial services industry, he has built a reputation for his expertise in navigating complex legal landscapes. His role involves overseeing legal matters, ensuring regulatory compliance, and providing strategic legal advice to the organization.

Stu Wexler's Education and Expertise

Stu Wexler is well-equipped with a solid educational foundation, holding a Bachelor of Arts degree from Yale College and a Juris Doctor (J.D.) from New York University School of Law. His expertise spans legal and regulatory issues within financial services, underpinned by his extensive experience and involvement with high-profile organizations. His background ensures he is adept at handling intricate legal challenges and compliance requirements.

Stu Wexler's Background

Stu Wexler has a distinguished career in the legal field, having served in various high-ranking positions. He spent a decade at NEX Group PLC, formerly known as ICAP, as the Group General Counsel. Prior to that, he was the Managing Director and Head of Sales and Trading Compliance at Merrill Lynch, and a Managing Director and Associate General Counsel at RBS Greenwich Capital. He also offered his legal expertise as a consultant for the Federal Reserve Bank of New York. His extensive background highlights his capability in managing legal and compliance issues at the highest levels.

Stu Wexler's Achievements

Stu Wexler has achieved significant milestones throughout his career. He was a member of the Treasury Market Practices Group for 12 years and served as a board member of the UK FICC Market Standards Board for two years. He has held chairman positions at both the FINRA Fixed Income Advisory Committee and the Bond Market Association Government Division Legal Advisory Committee. Additionally, he co-authored a chapter on Introducing Broker Regulation in the 2015 and 2016 editions of OTC Derivative Regulation Under Dodd Frank, and has been actively involved in providing pro bono legal assistance through the Pro Bono Partnership.

Stu Wexler's Personal Life and Interests

Stu Wexler resides in the suburbs of New York with his wife, Lisa, and they have two adult children. An avid reader and sports fan, Stu's favorite book is 'Moby Dick'. Beyond his professional commitments, he is a frequent speaker, panelist, and guest lecturer at various conferences and engagements, sharing his extensive knowledge and experience with broader audiences.